COURT OF
APPEALS OF VIRGINIA
Present:
Chief Judge Moon, Judge
Annunziata and Senior Judge Duff
Argued at Alexandria,
Virginia
LARRY T.
WIGGINS
v.
Record No.
1542-95-4
OPINION BY
JUDGE CHARLES H. DUFF
FAIRFAX PARK LIMITED
PARTNERSHIP
MAY 14, 1996
AND
EMPLOYERS MUTUAL
CASUALTY COMPANY
FROM
THE VIRGINIA WORKERS' COMPENSATION COMMISSION
Peter M. Sweeny (Peter M. Sweeny &
Associates, P.C., on briefs), for appellant.
Benjamin J. Trichilo (Trichilo, Bancroft,
McGavin, Horvath & Judkins, P.C., on brief),
for appellees.
Larry T. Wiggins
("claimant") appeals a decision of the
Workers' Compensation
Commission granting
an application filed by
Fairfax Park Limited
Partnership ("employer")
and Employers
Mutual Casualty Company
seeking a change
in claimant's treating
physicians.
Claimant contends that
the commission erred in (1)
finding that the
physician/patient privilege
is statutorily
waived for any actions
brought under the
Workers' Compensation
Act ("the Act"); and
(2) requiring him
to choose a new treating
physician from a panel
offered by employer
on the ground that his
current treating
physicians failed to
comply with their
obligation to produce
medical records
pursuant to Code
65.2-604.
Finding no error, we
affirm the commission's
decision.
I. BACKGROUND
On June 17, 1991,
claimant sustained a compensable back
injury while working
for employer.
A July 16, 1991 MRI revealed
that claimant sustained
a herniated disc
at L4-L5. On August
23, 1991, based upon a
memorandum of agreement
executed by the
parties, the commission
entered an award
for temporary total
disability and medical
benefits.
Claimant sought
medical treatment from Dr. Paul McClain, a
physician employed by
Capital Area Permanente
Medical Group
("CAPMG"), which
provides medical services
to the patients of
Kaiser Permanente
Medical Center ("Kaiser").
On November 8,
1991, employer's
insurance adjusters,
Love, Barnes and McKew,
("insurer"), sent a
letter to Kaiser requesting
an updated
medical report
concerning claimant's condition.
Insurer informed
Kaiser that it had only
received medical
records concerning
claimant's treatment
through September
5, 1991, but nothing
thereafter.
Receiving no response
to its November 8, 1991
letter, insurer renewed
its request to
Kaiser on December 11,
1991. The
record does not show whether
insurer received a
response from Kaiser at
that time.
In December 1991,
Dr. McClain referred claimant to Dr.
Robert Martuza, a
neurologist, employed
by Georgetown University
Medical Center
("Georgetown"). On
June 3, 1992, a rehabilitation
nurse employed by
Vocational Rehabilitation
Services, Inc.
("VRS"), which insurer
hired to provide
rehabilitation services
to claimant, wrote to
Dr. Martuza.
In her letter, the VRS nurse
requested that Dr.
Martuza send all medical
reports concerning
claimant's treatment to
insurer and VRS.
On June 22, 1992,
Grace Chow, a vocational rehabilitation
consultant employed by
VRS, met with Dr.
Martuza. Dr. Martuza
indicated that claimant
should not return
to any work involving
heavy lifting or
straining. On September
14, 1992, Dr. Martuza
performed a Baseline
Physical Capabilities
Evaluation on
claimant. Dr.
Martuza opined that
claimant functioned below a
sedentary level, and
Dr. Martuza recommended
work hardening. On
October 19, 1992, Dr.
Martuza referred
claimant back to Dr.
McClain.
On November 23,
1992, Chow sent a letter to Dr. McClain,
enclosing a physical
capabilities form
and requesting that Dr.
McClain complete the
form and return it
to VRS. In his December
13, 1992 response, Dr.
McClain set forth
specific restrictions
for claimant.
However, Dr. McClain
did not complete the portion
of the form indicating
whether claimant
could work full or part-time
and the number of hours claimant
could work. Dr. McClain
concluded that claimant
had not reached
maximum medical
improvement
("MMI"). His target
date for MMI was 1996. Claimant
would be reevaluated at
that time.
In January and August 1993, claimant underwent independent
medical examinations
("IMEs") with Dr.
Anthony Debs. On
September 30, 1993, Dr.
Debs recommended
that claimant return to
his pre-injury work,
but that he avoid
frequent bending and
stooping. Dr.
Debs also recommended
that claimant not lift more
than twenty-five to
thirty pounds and
that he might benefit from
work hardening.
On June 15, 1993,
Dane C. Crook, a branch manager employed
by VRS, wrote to Dr.
McClain, informing
him that VRS was
insurer's authorized
representative.
Crook also informed Dr.
McClain that VRS was
responsible for determining
the medical
readiness of claimant
to participate in
vocational rehabilitation
services.
Crook requested that Dr.
McClain furnish an updated
physical capabilities
form, because Dr.
McClain had not
thoroughly completed
the first form.
Crook also asked Dr.
McClain to indicate
whether claimant would
benefit from work
hardening, per Dr.
Debs' recommendation.
On June 29, 1993,
Dr. McClain completed another physical
capabilities form,
indicating that claimant
could perform
sedentary work, but
that claimant could
not return to full or
part-time work at that
time. Dr.
McClain did not respond to
Crook's question
concerning work hardening.
Once again, Dr.
McClain indicated that
claimant had not
reached MMI, and that he
would be reevaluated in
1996.
On September
13, 1993, the insurer wrote to claimant's
counsel, offering
claimant a panel of
physicians. On October 22,
1993, the insurer again
wrote to claimant's
counsel, urging
claimant to seek
treatment with one of
its panel physicians and
advising him that
"unless Kaiser Permanente
provides our office
with progress reports
on a timely basis
regarding any treatment
to Mr. Wiggins, we will
not place their
bills in line for
payment."
Claimant's counsel
responded to the insurer on October 26,
1993, suggesting that
the insurer reconsider
its position and
allow claimant to
continue his medical
treatment with Drs.
McClain and
Martuza. The insurer
responded to claimant's counsel
that it was only
refusing to pay for Dr.
McClain's treatment
because he failed to
provide current medical
reports and respond
to questions regarding
claimant's ability
to work. Insurer
suggested that claimant
cooperate with
Maggie Norton, the
vocational specialist
employed by VRS,
and that he choose a
physician from the
previously offered
panel, since any other
treatment would be
unauthorized.
On November 22,
1993, claimant's counsel responded,
indicating his belief
that Dr. McClain
had responded to all of
insurer's requests for
medical information.
Claimant's counsel
requested that insurer
document the specific
instances when Dr.
McClain had not
complied with their requests.
Claimant's counsel
also contended that
vocational rehabilitation
services were
inappropriate because
claimant's treating
physicians had not
released him to any
work. Claimant
refused to select a physician
from the panel.
On December 13, 1993, insurer responded to claimant's
counsel, stating that
it had not received
any medical records
from Dr. Martuza
indicating that claimant
was totally disabled.
The insurer again
reiterated that "[p]er
the advise of counsel,
we will provide you
with a panel of physicians
since Dr. McClain
failed to provide us
with any information
concerning your
client's condition and
work capabilities."
The insurer also
requested that Dr.
McClain provide reports
regarding any
examination of claimant
after January
1992, any progress notes
for each examination,
and current restrictions
placed upon
claimant's ability to
work. The
insurer stated that the
attending physician's
report provided
by Dr. McClain did not
sufficiently respond to
its questions.
On February 9,
1994, employer filed an application for
hearing, requesting
that the commission
require claimant to seek
medical treatment from
one of the panel
physicians offered to him
on September 13,
1993. Employer's
application alleged that Dr.
McClain failed to
provide medical reports
and respond to
insurer's questions
concerning claimant's
medical status and work
abilities. As
support for its application,
employer attached
copies of the insurer's
September 13,
1993 and December 13, 1993
letters to claimant's
counsel.
On March 1, 1994,
the commission noted that probable cause
existed to docket the
application.
On March 14, 1994, the
application was
selected for an on-the-record
determination. On
March 29, 1994,
employer filed a second
application, making the
same allegations as in
the February 9,
1994 application, but
attaching additional
documentation.
On March 25,
1994, Dr. McClain completed an attending
physician's report,
indicating that it
was "unknown" when
claimant could return
to work. On
April 11, 1994, Norton wrote
to Dr. McClain,
requesting copies of all
of Dr. McClain's records
relating to his
treatment of claimant
and his opinion of
claimant's current
restrictions.
Norton did not receive a
response nor did she
receive a copy of
Dr. McClain's March 25,
1994 attending
physician's report.
On May 10, 1994,
Norton faxed a copy of her March 10, 1994
letter to Dr. McClain's
office, requesting
a response. Norton
did not receive the
form back from Dr.
McClain. Instead, she
received his
handwritten progress notes
dated November 16, 1992
through March 25,
1994. The notes
did not indicate claimant's
work capacity.
On March 10,
1994, Norton also wrote to Dr. Martuza,
requesting he complete
a physical capabilities
form. She did not
receive a response,
and, on May 10, 1994,
she faxed another copy
of her letter of Dr.
Martuza's office.
Norton did not receive
any response from Dr.
Martuza.
On November 4,
1994, Norton wrote another letter to Dr.
Martuza, enclosing
another physical capabilities
form for him to
complete, and asking
him to address specific
questions. Norton's
office received a
response to this letter
on November 11, 1994,
the date of the
hearing. Dr. Martuza
did not specifically answer
Norton's questions and
did not thoroughly
complete the form.
Although Dr.
Martuza indicated that claimant
could perform
sedentary work, he also
indicated that
claimant's restrictions,
and whether he could
work full or part-time,
would have to be
determined by
vocational rehabilitation.
Dr. Martuza stated that
he could not be certain
if claimant had
reached maximum medical
improvement.
On July 18, 1994,
employer deposed Dr. McClain. During the
deposition, claimant's
counsel objected
when employer's counsel
wanted to view
claimant's entire medical
file. Claimant's
counsel contended that
reports for unrelated
treatment might be
in the file.
In addition, Dr. McClain
refused to allow
employer's counsel to
view the file.
Kaiser's legal department
informed employer's
counsel, during the
deposition, that before
he could look at the
file, he needed a
signed authorization from
claimant or a
subpoena. Subsequently,
employer's counsel
subpoenaed these
medical records.
However, they were not
produced before Dr.
McClain's second deposition,
scheduled for
August 10, 1994, nor
did Dr. McClain arrive
at the deposition
with claimant's medical
file.
During the second
deposition, after conversations with
Kaiser's legal
department, Dr. McClain
stated that he had no
authority to copy or
send any medical
records. In August 1994,
Georgetown also refused
to release claimant's
medical records to
employer's counsel
without a patient authorization
or compulsory
process valid in the
District of Columbia.
Claimant ultimately
signed a release for
these records, which
were filed with the
commission on November
8, 1994.
On December 9,
1994, at Dr. McClain's rescheduled
deposition, he
maintained that he was
not responsible for
claimant's medical
records because they
were maintained by
Kaiser. Dr.
McClain and Kaiser's
counsel stated that medical
files could not be
released without the
patient's consent, a
subpoena duces tecum,
or intervention
from the company's legal
department.
On November 14,
1994, Deputy Commissioner Colville found
that employer was
justified in seeking
a change in treating
physicians.
The deputy commissioner's
decision was based upon
the physicians'
refusals to comply with
Code 65.2-604(A) and
65.2-607(A), pertaining
to supplying medical
records upon request
to employer and
insurer. The full
commission affirmed, finding
that Drs. McClain and
Martuza, and Kaiser
and Georgetown, failed
to perform their
statutory duty to provide
timely and complete
medical reports under
Code 65.2-604(A).
II. PHYSICIAN/PATIENT PRIVILEGE
Citing Code
65.2-607(A), the full commission held that
"[t]he
physician-patient privilege is
statutorily waived for any
actions brought under
the Act."
Code 65.2-607(A) provides in
its pertinent part:
After an injury and so long as he claims
compensation, the employee, if so requested
by his employer or ordered by the Commission,
shall submit himself to examination, at
reasonable times and places, by a duly
qualified physician or surgeon designated and
paid by the employer or the Commission. . . .
The employee shall have the right to have
present at such examination any duly
qualified physician or surgeon provided and
paid by him. No fact communicated to, or
otherwise learned by, any physician or
surgeon who may have attended or examined the
employee, or who may have been present at any
examination, shall be privileged, either in
hearings provided for by this title, or any
action at law brought to recover damages
against any employer subject to the
provisions of this title.
Claimant argues
that Code 65.2-607(A) only waives thephysician/patient privilege as to
information
derived from
independent medical
examinations and does
not support the
commission's finding
that the physician/patient
privilege is
statutorily waived as
to any physician
and for any action brought
under the
Act. This issue appears
to be one of first impression
in Virginia.
The commission's
construction of the Act is entitled to
great weight on
appeal. City of
Waynesboro Sheriff's Dep't v.
Harter, 1 Va. App. 265,
269, 337 S.E.2d
901, 903 (1985). General
rules of statutory
construction provide
that, "'[i]f the language
of a statute is plain
and unambiguous
and its meaning perfectly
clear and definite,
effect must be given
to it regardless of what
courts think of its
wisdom or policy.'"
Long v. Commonwealth, 7
Va. App. 503, 506, 375
S.E.2d 368, 369
(1988) (per curiam)
(quoting Temple v. City
of Petersburg,
182 Va. 418, 423, 29
S.E.2d 357, 358
(1944)). "Unless
a literal construction of a
statute would result in
internally conflicting
provisions
amounting to a
'manifest absurdity,' courts
cannot construe a
statute in a manner
that would result
in holding the legislature
did not mean what it
actually expressed."
Last v. Virginia State
Bd. of Medicine, 14 Va.
App. 906, 910,
421 S.E.2d 201, 205
(1992).
The literal construction
of Code 65.2-607(A) does not
limit the waiver of the
physician/patient
privilege to facts
communicated or learned
by a physician
only during an IME. The
plain language dictates
that any facts
communicated to or learned
by "any" physician who
may have "attended
or examined" the
claimant "or" been
present at any examination
are not privileged
in any hearings under
the Act or actions
at law. Thus, following
general rules of
statutory construction,
we hold that the
commission did not err
in finding that
Code 65.2-607(A) waives
the physician/patient
privilege as to
all physicians and in all
proceedings under the
Act.
The commission's
ruling is also consistent with the language
of Code
8.01-399(B). Code 8.01-399(B)
provides a qualified
statutory
physician/patient privilege
expressly reserved for
civil
proceedings. However, medical
reports of a plaintiff in a
civil action are not
protected by the
physician/patient privilege
if the plaintiff's
physical or mental
condition is in issue.
City of Portsmouth v.
Cilumbrello, 204
Va. 11, 15, 129 S.E.2d 31,
34 (1963); see also
Code 8.01-399(B).
Moreover, Code
8.01-399(C)(i)
provides that Code
8.01-399 does not repeal or
otherwise affect the
provisions of Code
65.2-607 related to
privileged
communications between physicians
and surgeons and
employees under the
Act. In Pierce
v. Caday, 244 Va. 285, 290,
422 S.E.2d 371, 373
(1992), the Supreme
Court cited Code
65.2-607 as
one of many examples where
the qualified statutory
physician/patient
privilege reserved for
civil proceedings
pursuant to Code
8.01-399 does not apply.
Claimant also
argues that Code 65.2-604 allows only the employer, employee, or insurer to
request
medical records related
to claimant's
condition. Claimant
argues that this code section
did not give the
rehabilitation provider
the legal right to
request and demand
production of medical
records from claimant's
treating physicians
without obtaining
claimant's consent. The
commission did not
specifically address
this distinction in the
statute. We
need not address this
argument on appeal. The
commission's holding is
supported by credible
evidence, which
showed that the
treating physicians refused
to produce claimant's
medical records to the
employer and insurer
pursuant to their
statutory duty to do so
under Code 65.2-604.
III. CHANGE IN TREATING PHYSICIANS
Claimant argues
that the commission erred in requiring him
to select a new
treating physician on
the ground that Drs.
McClain and Martuza,
and Kaiser and Georgetown,
refused to timely
provide copies of
claimant's medical reports
to the employer and
insurer upon
request. Abundant credible
evidence in the record
shows that these
physicians and medical
providers refused to
comply with
Code 65.2-604.
The record contains
evidence of numerous instances where
Drs. McClain and
Martuza did not timely
or thoroughly respond to
the insurer's requests
for medical records
and information. In
addition, Drs. McClain
and Martuza and
their counsel made it
clear to employer's
counsel in depositions
and in correspondence
that they would not
voluntarily produce
copies of their medical
records related to
claimant's treatment
without a signed patient
authorization, a
subpoena, or intervention
by counsel. This
policy is contrary to
the statutory duty
imposed upon these
health care providers
by Code 65.2-604.
Because credible
evidence supports the
commission's finding
that Drs. McClain and
Martuza were unwilling
to meet their statutory
duty under Code
65.2-604, the
commission did not
err in removing them as the
treating physicians and
requiring claimant
to select a new
treating physician from
a panel offered
by employer.
For the reasons
stated, we affirm the commission's decision.
Affirmed.